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Inside the CFPB
» SEC No-Action Letter Expands Applicability of 1940 Act Registration Exemption for Securitizers
SEC No-Action Letter Expands Applicability of 1940 Act Registration Exemption for Securitizers
Our Price:
$55.00
Inside the CFPB
Product Details
The Securities and Exchange Commission has broadened the scope of an exemption for registering as an investment company to include sponsors of multiple securities that hold whole mortgages.